19 results for: Richard Clarke
Flawed And Reckless Provider Selection?
...risks alone. As national expert Richard Clarke advises : “Retirement plan sponsors have enough on their plates dealing with the elements under their control, so they should pursue remedies, like...
Articles
Out of Business In 6 Months?
...fiduciary breach allegations. N ational risk management expert, Richard Clarke, cautions: “ Given that any person involved in the management of an employee retirement or benefits plan can be held...
Articles
A New Job for Plan Sponsors: Cybersecurity
...as technology is critical to every business, so too is cybersecurity, and as national risk management expert, Richard Clarke, reminds us, retirement plan sponsors have an additional compelling reason to...
Articles
Failure To Monitor Other Fiduciaries
...prove a good process to the judge and it can be very difficult to do….” Summing up the current risks associated with sponsoring a retirement plan, national expert Richard...
Articles
DOL’s Proposed Fiduciary Rule Explained
...as $5 billion per year. Increased Responsibilities for Advisors and Employers Stricter fiduciary standards are anticipated as the ultimate result of the proposed new fiduciary rule. Richard Clarke, a national...
Articles
An Ounce of Prevention: 401k Compliance
...to detail. Some of the new provisions became effective at the start of 2023, while have compliance deadlines in 2024 and 2025. Richard Clarke, a national risk management expert points...
Articles
Action Items: SECURE 2.0
...making vigilance to compliance issues and attention to detail ever more important for plan sponsors. In fact, national risk management expert Richard Clarke observes: The litany of new 401(k) and 403(b)...
Articles
Retirement Funds: Performance vs ESG
...plan sponsors is that risks can be mitigated but never eliminated, we don’t have to carry the risk alone. As national expert Richard Clarke advises : “Retirement plan sponsors have...
Articles
New Compliance Pressures: Secure 2.0
...2.0 provisions became effective at the start of 2023, while others must be complied with in 2024 and 2025. As national risk management expert Richard Clarke points out: The...
Articles