21 results for: Richard Clarke
Retirement Plan Loan Errors
...although contracts with service providers can reduce the risk of personal liability for a breach, this risk can never be fully eliminated. As Richard Clarke , a national risk managment...
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Double Check The Calculations
...that’s made to utilize third party services.” Retirement plan sponsors and administrators bear personal exposure for third-party claims of not meeting fiduciary obligations, and, national risk management leader, Richard Clarke...
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Flawed And Reckless Provider Selection?
...held personally liable for damages, even decades into the future.” However, plan sponsors do not have to carry their fiduciary risks alone. As national expert Richard Clarke advises : “Retirement...
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A New Job for Plan Sponsors: Cybersecurity
...as technology is critical to every business, so too is cybersecurity, and as national risk management expert, Richard Clarke, reminds us, retirement plan sponsors have an additional compelling reason to...
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Participant Contributions: Let’s Be Timely!
...sponsoring a retirement plan, so too is proactive protection. Indeed, national risk management guru (and Colonial Surety Company’s Chief Insurance Officer), Richard Clarke, finds that these days, “Fiduciary liability insurance...
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Fiduciary?
...or appointed to look out for a client’s or individual’s best interests.” Building on this, Richard Clarke, a national leader in risk management, and the Chief Insurance Officer here at...
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DOL’s Proposed Fiduciary Rule Explained
...as $5 billion per year. Increased Responsibilities for Advisors and Employers Stricter fiduciary standards are anticipated as the ultimate result of the proposed new fiduciary rule. Richard Clarke, a national...
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An Ounce of Prevention: 401k Compliance
...to detail. Some of the new provisions became effective at the start of 2023, while have compliance deadlines in 2024 and 2025. Richard Clarke, a national risk management expert points...
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Action Items: SECURE 2.0
...making vigilance to compliance issues and attention to detail ever more important for plan sponsors. In fact, national risk management expert Richard Clarke observes: The litany of new 401(k) and 403(b)...
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